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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Minneapolis | MN | 11/2014 | Present |
| Focus Financial | Minneapolis | MN | 11/2014 | Present |
FOCUS FINANCIAL NETWORK INC. POSITION: Investment Specialist NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/14/2014 ADDRESS: 1000 Shelard Parkway Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Provide support to advisor on investment related topics. JPL FINANCIAL, LLC. POSITION: Investment Specialist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2022 ADDRESS: John Layton c/o Focus Financial, 1000 Shelard Parkway, Minneapolis MN 55426, United States DESCRIPTION: RIA fees from Focus Financial for John Layton's practice are paid to the LLC. Practice expenses are paid from LLC & net profits are distributed to shareholders.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-19 |
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