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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| WA | RA | APPROVED | 2013-03-28 |
Branch Locations
11714 North Creek Parkway North Suite 125, Bothell, WA 98011 • United States
Snohomish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nordstrom-Clarins Cosmetics | Portland | OR | 05/2012 | 10/2016 |
| Commonwealth Financial Network | San Diego | CA | 03/2013 | Present |
| Sparks Financial Services, Inc | Lynnwood | WA | 02/2013 | 09/2019 |
| Focused Filial, Inc | Lynnwood | WA | 10/2019 | Present |
1. President and Co-Owner, Focused Filial, Inc., a private entity established to facilitate securities and advisory business; As of 07/03/19; 5% time spent during regular business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-15 |
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