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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-03 |
| MD | RA | APPROVED | 1999-01-06 |
Branch Locations
11350 Mccormick Rd Executive Plaza I Ste 500, Hunt Valley, MD 21031-1002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hunt Valley | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hunt Valley | MD | 03/2020 | Present |
Outside Employment; J&R Juergensen INC; Co-owner; Financial Planning Managed Advisory Business Brokerage Insurance; 17715 Backbone Road, , Hunt Valley, MD, 21031; Investment-Related; 04/01/2024; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-02 |
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