Best Investors Account Sign in

Edward Leslie Herring

Ameriprise Financial Services, LLC

Hunt Valley, MD

CRD 3121850

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-03
MD RA APPROVED 1999-01-06
  • TX RA
    APPROVED_RES
    Since 2018-12-03
  • MD RA
    APPROVED
    Since 1999-01-06

Branch Locations

11350 Mccormick Rd Executive Plaza I Ste 500, Hunt Valley, MD 21031-1002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hunt Valley MD 09/2005 03/2020
Ameriprise Financial Services, Llc Hunt Valley MD 03/2020 Present
Other Businesses

Outside Employment; J&R Juergensen INC; Co-owner; Financial Planning Managed Advisory Business Brokerage Insurance; 17715 Backbone Road, , Hunt Valley, MD, 21031; Investment-Related; 04/01/2024; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-02
  • S66 Uniform Combined State Law Examination
    1998-12-02
Other Names
  • Chip Herring
  • Edward Leslie Herring

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Hunt Valley, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor