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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-12-12 |
| DC | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED_RES | 2023-11-27 |
| OH | RA | APPROVED | 2023-11-20 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Cuyahoga Falls, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Mayfield Heights | OH | 10/2015 | 07/2018 |
| The Prudential Insurance Company Of America | Mayfield Heights | OH | 10/2015 | 07/2018 |
| The Huntington Investment Company | Akron | OH | 07/2018 | 03/2023 |
| Ameriprise Financial Services, Llc | Akron | OH | 05/2023 | 08/2023 |
| Unemployed | Cuyahoga Falls | OH | 03/2023 | 05/2023 |
| Unemployed | Cuyahoga Falls | OH | 08/2023 | 11/2023 |
| Thrivent Financial | Appleton | WI | 11/2023 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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