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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| MS | RA | APPROVED | 2020-07-16 |
| TN | RA | APPROVED | 2018-11-02 |
Branch Locations
5050 Poplar Avenue Suite 1107, Memphis, TN 38157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Memphis | TN | 05/2011 | 03/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Memphis | TN | 09/2011 | Present |
| The Tennesse Patriot Fund | Joelton | TN | 05/2014 | Present |
| Alzheimer'S Association | Memphis | TN | 11/2015 | Present |
| Sii | Nashville | TN | 03/2017 | 11/2018 |
| Waddell & Reed Financial Advisors | Memphis | TN | 11/2011 | Present |
| Osaic Wealth, Inc. | Memphis | TN | 11/2018 | Present |
1. INSURANCE BROKER POSITION: Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/17/2017 ADDRESS: 5050 Poplar Avenue, Suite 1107, Memphis TN 38157, United States DESCRIPTION: Providing insurance strategies to clients 2. INNOVATIVE FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/17/2017 ADDRESS: 5050 Poplar Avenue, Suite 1107, Memphis TN 38157, United States DESCRIPTION: This is the DBA name i use for my financial services and insurance practices 3. BLAKE DORSETT - NOTARY POSITION: Notary NATURE: Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2023 ADDRESS: 5050 Poplar Avenue, Suite 1107, Memphis TN 38157, United States DESCRIPTION: Notary; service for Innovative Financial Group - Memphis, security clients only, no charge for this service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-12 |
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