Carrie Jo Steinert

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01

CO RA
APPROVED

Since 2025-01-01

Branch Locations

8191 Southpark Lane Suite 204, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Englewood	CO	07/2016	11/2024
Steinert Financial Group	Littleton	CO	07/2016	Present
Lpl Enterprise, Llc	Littleton	CO	11/2024	Present

07/2016 → 11/2024

Pruco Securities, Llc.

Englewood, CO
07/2016 → Present

Steinert Financial Group

Littleton, CO
11/2024 → Present

Lpl Enterprise, Llc

Littleton, CO

Previous Registrations

2016-08-16 → 2024-11-14

Pruco Securities, Llc.

Englewood, CO

Littleton, CO
2011-07-19 → 2016-08-03

Bok Financial Securities, Inc.

Highlands Ranch, CO

Denver, CO

Englewood, CO

Highlands Ranch, CO

Parker, CO

Other Businesses

1) 11/17/2025-Dean and Carrie Steinert-Joint Owner-Real Estate Rental-Inv related-At Littleton, CO-Start date 10/24/2025-1hrs/mth-0hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-18

S66 Uniform Combined State Law Examination

2011-07-18

Other Names

Carrie Jo Toavs
Carrie Jo Mcbee

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews