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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-10 |
| ID | RA | APPROVED | 2026-04-13 |
| GA | RA | APPROVED | 2025-07-29 |
| CA | RA | APPROVED | 2025-05-08 |
| PA | RA | APPROVED | 2025-05-08 |
| FL | RA | APPROVED | 2025-01-01 |
| NY | RA | APPROVED | 2024-09-24 |
| IA | RA | APPROVED | 2024-07-03 |
| NC | RA | APPROVED | 2023-06-28 |
| AZ | RA | APPROVED | 2023-05-01 |
| LA | RA | APPROVED | 2023-04-21 |
| UT | RA | APPROVED | 2023-04-21 |
| ME | RA | APPROVED | 2023-04-20 |
| TX | RA | APPROVED | 2023-04-20 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Houston | TX | 06/2015 | 04/2023 |
| Massmutual | Houston | TX | 05/2015 | 04/2023 |
| Guardian Life Insurance Company | Austin | TX | 04/2023 | 10/2025 |
| Park Avenue Securities | Austin | TX | 04/2023 | 10/2025 |
| Guardian Life Insurance Company | Del Mar | CA | 10/2025 | Present |
| Park Avenue Securities | Del Mar | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-27 |
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