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Cade Aaron Tucker

Charles Schwab & Co., Inc.

Honolulu, HI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-06-22
TX RA APPROVED 2020-09-30
  • HI RA
    APPROVED
    Since 2022-06-22
  • TX RA
    APPROVED
    Since 2020-09-30

Branch Locations

841 Bishop St Suite 145, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Honolulu HI 04/2011 Present
Td Ameritrade, Inc. Honolulu HI 06/2022 06/2024
Td Ameritrade Investment Management, Llc Honolulu HI 06/2022 06/2024
Charles Schwab Bank, Ssb Honolulu HI 12/2022 Present
  • 04/2011 → Present
    Charles Schwab & Co., Inc.
    Honolulu, HI
  • 06/2022 → 06/2024
    Td Ameritrade, Inc.
    Honolulu, HI
  • 06/2022 → 06/2024
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Honolulu, HI
Previous Registrations
  • 2022-06-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
  • 2022-06-22 → 2022-10-14
    Td Ameritrade, Inc.
    Honolulu, HI
    Honolulu, HI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-17
  • S63 Uniform Securities Agent State Law Examination
    2011-10-17
Designations
Other Names
  • Cade Tucker

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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