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Wendy Sue Chavez

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-06
  • CO RA
    APPROVED
    Since 2022-06-06

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colorado Springs CO 08/2014 09/2017
Raymond James And Associates Colorado Springs CO 02/2018 11/2018
T Rowe Price Colorado Springs CO 02/2019 Present
Unemployed Colorado Springs CO 09/2017 10/2017
Pikes Peak Horizons Dba Oasis Senior Advisors Colorado Springs CO 10/2017 01/2018
  • 08/2014 → 09/2017
    Morgan Stanley
    Colorado Springs, CO
  • 02/2018 → 11/2018
    Raymond James And Associates
    Colorado Springs, CO
  • 02/2019 → Present
    T Rowe Price
    Colorado Springs, CO
  • 09/2017 → 10/2017
    Unemployed
    Colorado Springs, CO
  • 10/2017 → 01/2018
    Pikes Peak Horizons Dba Oasis Senior Advisors
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-16
S63 Uniform Securities Agent State Law Examination 2011-06-24
  • S66 Uniform Combined State Law Examination
    2013-09-16
  • S63 Uniform Securities Agent State Law Examination
    2011-06-24
Other Names
  • Wendy Sue Murr
  • Wendy S Mott
  • Wendy Sue Murr
  • Wendy Sue Mott
  • Wendy Sue Mott
  • Wendy Mott
  • Wendy Murr
  • Wendy S Murr
  • Wendy S Chavez

View on SEC IAPD

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JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
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Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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