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Neal Gabriel Oberto

Osaic Wealth, Inc.

Yardley, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-01-18
FL RA APPROVED 2024-01-04
CA RA APPROVED 2024-01-03
MD RA APPROVED 2024-01-03
NJ RA APPROVED 2024-01-03
NC RA APPROVED 2024-01-03
TX RA APPROVED 2024-01-03
DE RA APPROVED 2023-11-03
PA RA APPROVED 2023-11-03
  • MA RA
    APPROVED
    Since 2024-01-18
  • FL RA
    APPROVED
    Since 2024-01-04
  • CA RA
    APPROVED
    Since 2024-01-03
  • MD RA
    APPROVED
    Since 2024-01-03
  • NJ RA
    APPROVED
    Since 2024-01-03
  • NC RA
    APPROVED
    Since 2024-01-03
  • TX RA
    APPROVED
    Since 2024-01-03
  • DE RA
    APPROVED
    Since 2023-11-03
  • PA RA
    APPROVED
    Since 2023-11-03

Branch Locations

800 Township Line Road Suite 125, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 08/2015 11/2023
Osaic Wealth, Inc. Langhorne PA 11/2023 Present
  • 08/2015 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 11/2023 → Present
    Osaic Wealth, Inc.
    Langhorne, PA
Previous Registrations
  • 2015-11-03 → 2023-11-03
    Fsc Securities Corporation
    Langhorne, PA
Other Businesses

1. NEAL G. OBERTO POSITION: Life Insurance Agent NATURE: Sale of Life Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2015 ADDRESS: 800 Township Line Rd, Suite 125, Yardley PA 19067, United States DESCRIPTION: When a client is in need of Life Insurance, I give them quotes and if everything is in order I sign them up for Life Insurance using Vanbridge. 2. JAMES R POTOKA POSITION: Assistant to James R Potoka NATURE: James R Potoka is a Sole Proprietor. He pays me W2 income for assisting with his Financial Planning Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2015 ADDRESS: 800 Township Line Rd, Suite 125, Yardley PA 19067, United States DESCRIPTION: Assisting Jim Potoka with files, reporting, client conversations, trading, etc. 3. JAMES R. POTOKA POSITION: 1099 Employee NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2015 ADDRESS: 800 Township Line Rd, Suite 125, Yardley PA 19067, United States DESCRIPTION: Registered Rep under James R. Potoka

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-02
S63 Uniform Securities Agent State Law Examination 2011-05-19
  • S66 Uniform Combined State Law Examination
    2015-11-02
  • S63 Uniform Securities Agent State Law Examination
    2011-05-19
Designations

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Yardley, PA

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