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Chester Wang

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
CO RA APPROVED 2021-08-14
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • CO RA
    APPROVED
    Since 2021-08-14

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwood Village CO 02/2014 10/2016
Bank Of America, N.A. Greenwood Village CO 11/2014 10/2016
Ubs Financial Services Boulder CO 10/2016 07/2021
Jpmorgan Chase Bank Na Denver CO 07/2021 Present
Jpmorgan Securities Llc Denver CO 07/2021 Present
  • 02/2014 → 10/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greenwood Village, CO
  • 11/2014 → 10/2016
    Bank Of America, N.A.
    Greenwood Village, CO
  • 10/2016 → 07/2021
    Ubs Financial Services
    Boulder, CO
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    Denver, CO
  • 07/2021 → Present
    Jpmorgan Securities Llc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-05
  • S66 Uniform Combined State Law Examination
    2014-08-05
Other Names
  • Chester Wang
  • Chester H Wang
  • Chester Henry Wang

View on SEC IAPD

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