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Roseann Gannon

Rbc Capital Markets, LLC

Williamsville, NY

Amherst, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
TX RA APPROVED_RES 2019-02-19
  • NY RA
    APPROVED
    Since 2021-10-16
  • TX RA
    APPROVED_RES
    Since 2019-02-19

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Amherst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wny Asset Amangement Williamsville NY 02/2011 05/2018
Cadaret, Grant & Co., Inc. Williamsville NY 09/2011 05/2018
Rbc Capital Markets, Llc. Williamsville NY 06/2018 Present
  • 02/2011 → 05/2018
    Wny Asset Amangement
    Williamsville, NY
  • 09/2011 → 05/2018
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 06/2018 → Present
    Rbc Capital Markets, Llc.
    Williamsville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-03
  • S66 Uniform Combined State Law Examination
    2018-12-03
Other Names
  • Roseann Gawrys

View on SEC IAPD

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