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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-10-31 |
Branch Locations
13520 Evening Creek Dr N Ste 110, San Diego, CA 92128 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 04/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
Business Ownership; Everafter events; ; Wife operates event planning business and i am 5% owner. This was done strictly just to put my name on the LLC.; 10477 Hollingsworth Way San Diego, CA, ,; ; 01/02/2012; 0 hours per month; . Outside Employment; Stillwater Vista LLC; Financial Advisor - Advising clients; ; 13520 Evening Creek Dr N STE 110, , San Diego, CA, 92128; Investment-Related; 07/26/2021; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-28 |
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