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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-10-31
  • CA RA
    APPROVED
    Since 2011-10-31

Branch Locations

13520 Evening Creek Dr N Ste 110, San Diego, CA 92128 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Diego CA 04/2011 03/2020
Ameriprise Financial Services, Llc San Diego CA 03/2020 Present
Other Businesses

Business Ownership; Everafter events; ; Wife operates event planning business and i am 5% owner. This was done strictly just to put my name on the LLC.; 10477 Hollingsworth Way San Diego, CA, ,; ; 01/02/2012; 0 hours per month; . Outside Employment; Stillwater Vista LLC; Financial Advisor - Advising clients; ; 13520 Evening Creek Dr N STE 110, , San Diego, CA, 92128; Investment-Related; 07/26/2021; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2011-10-28

View on SEC IAPD

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