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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-24
TX RA APPROVED 2024-04-24
  • MO RA
    APPROVED
    Since 2024-04-24
  • TX RA
    APPROVED
    Since 2024-04-24

Branch Locations

7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Clayton MD 03/2011 Present
Jpmorgan Chase Bank, Na. Clayton MD 03/2014 Present
Other Businesses

Entity Name: Variety the Children's Charity Investment related: Yes "Address: https://varietystl.org/ 11840 Westline Industrial Dr. Suite 220 | St. Louis, MO 63146 314.720.7700" Nature of the other business: Charity Services Position/Title/Relationship: Board Member Start Date: 03/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Variety is a non-profit serving children with disabilities. I will be joining the Board of Directors, collectively responsible for strategy of the organization, and continuing my service on the Finance Committee. We oversee the investment portfolio and have outsourced its mgmt. No connection to JPMC Entity Name: Variety the Children's Charity of St. Louis Investment related: Yes Address: 2200 St. Louis, MO Website: http://www.varietystl.org/ Nature of the other business: The mission of Variety is to serve children with physical and mental disabilities in the Greater St. Louis region. Position/Title/Relationship: Other Start Date: 10-Mar-2014 Approximate # of hours a month: 2-3 hours per quarter Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment committee member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 2011-05-31
  • S65 Uniform Investment Adviser Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    2011-05-31
Other Names
  • Brandon Moritz
  • Brandon Paul Moritz

View on SEC IAPD

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