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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2018-11-16
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2018-11-16

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

488 Prospect Ave, Little Silver, NJ 07739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2012 03/2018
Wells Fargo Clearing Services, Llc Oakhurts NJ 10/2018 Present
Robert Half Woodbridge NJ 05/2018 10/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 2012-06-27
  • S66 Uniform Combined State Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-27
Other Names
  • Colton Francis Hurley
  • Colton F Hurey
  • Colton F Hurley
  • Colton Francis John Hurley

View on SEC IAPD

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