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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
13439 Felson Street, Cerritos, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 03/2011 | 03/2019 |
| Cetera Wealth Services, Llc | San Diego | CA | 03/2019 | Present |
| Cetera Advisors Llc | El Segundo | CA | 02/2019 | Present |
| Cetera Financial Specialists Llc | El Segundo | CA | 02/2019 | Present |
| Cetera Investment Services Llc | El Segundo | CA | 02/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-21 |
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