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Theresa M. Printy

Ubs Financial Services Inc.

The Woodlands, TX

Conroe, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-14
  • TX RA
    APPROVED
    Since 2008-11-14

Branch Locations

1780 Hughes Landing Blvd. Suite 200, The Woodlands, TX 77380-1687 • United States

Conroe, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 05/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-12
S63 Uniform Securities Agent State Law Examination 2000-09-25
  • S66 Uniform Combined State Law Examination
    2008-11-12
  • S63 Uniform Securities Agent State Law Examination
    2000-09-25
Other Names
  • Theresa M. Printy
  • Theresa Marie Mikolaj
  • Theresa Marie Morrison
  • Theresa Morrison Brock

View on SEC IAPD

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Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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