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John Christopher Zoccola

B. Riley Wealth Advisors, Inc.

Memphis, TN

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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-11
  • TN RA
    APPROVED
    Since 2022-08-11

Branch Locations

40 S. Main St. Suite 1800, Memphis, TN 38103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Brokerage Inc Memphis TN 06/1999 08/2019
Ftb Advisors, Inc. Memphis TN 10/2013 08/2019
B.RIley Wealth Management, Inc. Memphis TN 08/2019 Present
  • 06/1999 → 08/2019
    First Tennessee Brokerage Inc
    Memphis, TN
  • 10/2013 → 08/2019
    Ftb Advisors, Inc.
    Memphis, TN
  • 08/2019 → Present
    B.RIley Wealth Management, Inc.
    Memphis, TN
Previous Registrations
  • 2004-03-12 → 2019-08-14
    First Horizon Advisors, Inc.
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
  • 2012-04-11 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24
Other Names
  • Chris Zoccola

View on SEC IAPD

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COORDINATED CAPITAL SECURITIES, INC.

Other Investors

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CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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