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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-28
AZ RA APPROVED 2016-06-29
  • TX RA
    APPROVED_RES
    Since 2020-08-28
  • AZ RA
    APPROVED
    Since 2016-06-29

Branch Locations

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Scottsdale AZ 11/2010 Present
Mml Investors Services, Llc Scottsdale AZ 05/2011 Present
Other Businesses

(1) NAME: MARK SOLLOMI INV REL: Y ADD: 6263 NORTH SCOTTSDALE ROAD SUITE #140 SCOTTSDALE AZ 85250 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: SALES/AGENT START DATE: 6/17/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 (2) NAME: HOLDING COMPANY FOR PERSONAL REAL ESTATE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: HOLDING COMPANY POSITION: OWNER START DATE: 1/10/10 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: DFG CASUALTY AND BENEFITS INV REL: Y ADD: 6263 NORTH SCOTTSDALE ROAD SUITE #140 SCOTTSDALE AZ 85250NATURE: P&C POSITON: SALES/AGENT/REFERRAL PARTNER START DATE: 12/1/17 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 (4) NAME: CAPTAIN WOOD, LLC INV REL: Y ADD: RESIDENTIAL NATURE: BUY AND SELL REAL ESTATE POSITION: OWNER OF LLC START DATE: 4/30/2025 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DUTIES: REAL ESTATE PROJECT INVESTOR (5) NAME: DRAGON ENVIRONMENTAL, LLC INV REL: N ADDR: 10858 WEST KAIBAB DRIVE, SUN CITY, AZ 85373 NATURE: ENVIRONMETAL REMEDY COMPANY POSITION: INVESTOR/MINORITY OWNER START DATE: 7/9/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: INVESTOR/MINOR OWNER (6) NAME: GT5 HOLDINGS COMPANY, LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: COMMERCIAL MAINTENANCE COMPANY POSITION: INVESTOR/OWNER START DATE: 4/6/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DUTIES: INVESTING IN THE COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-16
S63 Uniform Securities Agent State Law Examination 2011-09-22
  • S65 Uniform Investment Adviser Law Examination
    2016-05-16
  • S63 Uniform Securities Agent State Law Examination
    2011-09-22

View on SEC IAPD

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