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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-11-24 |
| OK | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED_RES | 2025-11-17 |
| MI | RA | APPROVED | 2025-11-03 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Adrian, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 03/2011 | 08/2017 |
| Huntington National Bank | Avon | OH | 02/2010 | 08/2017 |
| Unemployed | Lorain | OH | 08/2017 | 11/2017 |
| Northwest Bank | Dubois | PA | 11/2017 | 06/2025 |
| Lpl Financial Llc | Avon Lake | OH | 10/2019 | 06/2021 |
| Lpl Financial Llc | Dubois | PA | 02/2022 | 06/2025 |
| Thrivent Financial | Appleton | WI | 10/2025 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2025 | Present |
| Unemployed | Adrian | MI | 06/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-15 |
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