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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-07
  • SC RA
    APPROVED
    Since 2025-01-07

Branch Locations

5 New Orleans Road, Hilton Head Island, SC 29928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Hilton Head Island SC 03/2011 03/2018
Lpl Financial, Llc Hilton Head Island SC 03/2018 Present
Independent Advisor Alliance (Iaa) Hilton Head Island SC 04/2018 Present
  • 03/2011 → 03/2018
    Hilton Head Island, SC
  • 03/2018 → Present
    Lpl Financial, Llc
    Hilton Head Island, SC
  • 04/2018 → Present
    Independent Advisor Alliance (Iaa)
    Hilton Head Island, SC
Previous Registrations
Other Businesses

1. 4/2/2018 - CrossRoads Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/30/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 2. 02/18/2026 - Independent Advisor Alliance (IAA) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/30/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 02/18/2026- CrossRoads Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/05/2026 - 160 Hours Per Month/130 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-20
  • S66 Uniform Combined State Law Examination
    2016-06-20

View on SEC IAPD

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