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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-29
WA RA APPROVED 2012-07-10
  • TX RA
    APPROVED_RES
    Since 2014-09-29
  • WA RA
    APPROVED
    Since 2012-07-10

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 07/2012 Present
Previous Registrations
  • 2011-06-27 → 2012-07-12
    Waddell & Reed
    Vancouver, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
  • S66 Uniform Combined State Law Examination
    2011-06-24
Other Names
  • Nicholas Salisbury

View on SEC IAPD

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