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Colby Allen Buss

Ubs Financial Services Inc.

Hunt Valley, MD

CRD 5899055

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-14
MD RA APPROVED 2012-11-08
  • TX RA
    APPROVED
    Since 2013-01-14
  • MD RA
    APPROVED
    Since 2012-11-08

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hunt Valley MD 07/2012 Present
Other Businesses

1. Municipal Art Society of Baltimore, The Municipal Art Society of Baltimore was founded in 1899 as part of the City Beautiful movement. It is one of only two remaining societies to be operating under its original charter "to provide sculptural and pictorial decoration and ornaments for the public buildings, streets and open spaces in the City of Baltimore, and to help generally beautify the City." Artistic contributions to the City span more than one hundred years, Officer, Board Position, As Treasurer, my activities will be limited to signing checks for approved artist grants. The checking account is associated with the investment account. This is a discretionary account and my only access is to write checks for approved artist grants. I have no investment control or oversight, start date-9/1/2017, Baltimore United States-21204

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-07
  • S66 Uniform Combined State Law Examination
    2012-11-07
Designations
  • Certified Financial Planner
Other Names
  • Colby Buss

View on SEC IAPD

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