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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-12-24
  • OH RA
    APPROVED
    Since 2014-12-24

Branch Locations

148 N Summit St, Toledo, OH 43604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2011 02/2024
Northwestern Mutual Investment Services, Llc Toledo OH 06/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2024
Brian A Kurtz Toledo OH 02/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2024 Present
  • 03/2011 → 02/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2011 → Present
    Toledo, OH
  • 01/2016 → 02/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2024 → Present
    Brian A Kurtz
    Toledo, OH
  • 11/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, GREGORY BRESCOL REAL PROPERTY HOLDINGS LLC, 8503 SECOR RD, LAMBERTVILLE, , MICHIGAN, 48144, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/21/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-20
S63 Uniform Securities Agent State Law Examination 2011-08-01
  • S65 Uniform Investment Adviser Law Examination
    2014-12-20
  • S63 Uniform Securities Agent State Law Examination
    2011-08-01

View on SEC IAPD

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