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Andrew Baird Davis

Ameriprise Financial Services, LLC

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-04-18
  • MN RA
    APPROVED
    Since 2022-04-18

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 09/2012 04/2019
Questar Asset Management Minneapolis MN 12/2016 03/2019
Woodbury Financial Oakdale MN 04/2019 08/2021
Ameriprise Financial Services, Llc Minneapolis MN 03/2022 Present
Unemployed Hopkins MN 08/2021 03/2022
  • 09/2012 → 04/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2016 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 04/2019 → 08/2021
    Woodbury Financial
    Oakdale, MN
  • 03/2022 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 08/2021 → 03/2022
    Unemployed
    Hopkins, MN
Previous Registrations
  • 2019-04-09 → 2021-08-31
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2017-10-25 → 2019-03-13
    Questar Asset Management, Inc.
    Minneapolis, MN
    Minneapolis, MN
    Bloomington, MN
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-25
  • S66 Uniform Combined State Law Examination
    2017-10-25

View on SEC IAPD

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