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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-10-16 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2015 | Present |
1. Owner of a rental property located in Indianapolis, IN; As of 12/01/2015; 0% time spent during business hours; Not conducted at branch location; Investment related. 2. Owner of two rental properties located in Dallas, TX; As of 06/01/2018; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-04 |
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