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Thomas Carl Bruno

Truist Advisory Services, Inc.

Charlottesville, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-31
  • VA RA
    APPROVED
    Since 2024-07-31

Branch Locations

310 4Th St Ne Ste 100, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lone Tree CO 02/2011 03/2018
Morgan Stanley Smith Barney Llc Washington DC 03/2018 02/2021
Charles Schwab & Co., Inc Charlottesville VA 03/2023 01/2024
Charles Schwab Bank Ssb Charlottesville VA 03/2023 01/2024
Unemployed Charlottesville VA 02/2021 03/2023
Truist Investment Services, Inc. Charlottesville VA 07/2024 Present
Unemployed Charlottesville VA 01/2024 07/2024
  • 02/2011 → 03/2018
    Charles Schwab & Co., Inc
    Lone Tree, CO
  • 03/2018 → 02/2021
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 03/2023 → 01/2024
    Charles Schwab & Co., Inc
    Charlottesville, VA
  • 03/2023 → 01/2024
    Charles Schwab Bank Ssb
    Charlottesville, VA
  • 02/2021 → 03/2023
    Unemployed
    Charlottesville, VA
  • 07/2024 → Present
    Truist Investment Services, Inc.
    Charlottesville, VA
  • 01/2024 → 07/2024
    Unemployed
    Charlottesville, VA
Previous Registrations
  • 2018-03-26 → 2021-03-02
    Morgan Stanley
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-26
S63 Uniform Securities Agent State Law Examination 2012-03-23
  • S66 Uniform Combined State Law Examination
    2024-07-26
  • S63 Uniform Securities Agent State Law Examination
    2012-03-23
Other Names
  • Tom Bruno
  • Thomas Bruno

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottesville, VA
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