Laura Ann Diamond

Ubs Financial Services Inc.

Hunt Valley, MD

CRD 5891046

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2013-02-26

MD RA
APPROVED

Since 2013-02-26

Branch Locations

307 International Circle, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Meadowbrook Pool	Baltimore	MD	11/2008	Present
Ubs Financial Services	Hunt Valley	MD	10/2011	Present

11/2008 → Present

Meadowbrook Pool

Baltimore, MD
10/2011 → Present

Ubs Financial Services

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-25

S66 Uniform Combined State Law Examination

2013-02-25

Other Names

Laura Sherwood
Laura Ann Sherwood
Laura Ann Sherwood

View on SEC IAPD

Nearby Firms

BAY HARBOR WEALTH MANAGEMENT, LLC

ABS CAPITAL PARTNERS, INC.

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Nearby Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Nearby Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

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