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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-01-19 |
| TX | RA | APPROVED_RES | 2018-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Carmel | IN | 01/2018 | Present |
| J.P. Morgan Securities Llc | Carmel | IN | 01/2018 | Present |
| Charles Schwab & Co., Inc. | Santa Rose | CA | 01/2015 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-15 |
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