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Harrison Robert Wentworth Weems

Mml Investors Services, LLC

Minneapolis, MN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
MN RA APPROVED 2019-06-07
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • MN RA
    APPROVED
    Since 2019-06-07

Branch Locations

100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Minneapolis MN 11/2018 Present
Mml Investors Services, Llc Minneapolis MN 12/2018 Present
Charter Nex Films Superior WI 04/2015 10/2016
St Michael Car Care Center St Michael MN 10/2016 12/2018
  • 11/2018 → Present
    Mass Mutual Life Insurance Company
    Minneapolis, MN
  • 12/2018 → Present
    Mml Investors Services, Llc
    Minneapolis, MN
  • 04/2015 → 10/2016
    Charter Nex Films
    Superior, WI
  • 10/2016 → 12/2018
    St Michael Car Care Center
    St Michael, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-18
S63 Uniform Securities Agent State Law Examination 2011-05-19
  • S66 Uniform Combined State Law Examination
    2019-04-18
  • S63 Uniform Securities Agent State Law Examination
    2011-05-19
Other Names
  • Harrison Weems
  • Harrison Robert Wentworth Weems

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
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LPL FINANCIAL LLC · MINNEAPOLIS, MN
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