Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-09
  • NY RA
    APPROVED
    Since 2021-04-09

Branch Locations

1530 Elmwood Ave, Rochester, Ny, NY 14620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2015 Present
Joseph D. Mantione & Co. Rochester NY 01/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 Present
Other Businesses

1-JOSEPH D. MANTIONE & CO, 1530 ELMWOOD AVE ROCHESTER, NY, 1/2014 AS ADMINISTRATIVE ASSISTANT. NIR - 20 HR/WK - 0/TRADING. 2-BUY/SELL/COLLECT NUMISMATICS, ROCHESTER, NY, 1/2016. NIR - 3 HR/WK - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 32.5/WK - 32.5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.ROCHESTER NUMISMATIC CONSULTATION, 444 WHITE SPRUCE BLVD, ROCHESTER, NY, 4/2018 AS SOLE PROPRIETOR BUYING/SELLING/APPRAISING NUMISMATICS. NIR - 10/WK - 0/TRADING. 5.MANTIONE FINANCIAL, 444 WHITE SPRUCE BLVD, ROCHESTER NY 14623, 12/2015, Investment Advisor Representative, Using a Trade Name/dba, NIR, 160 HR/MO - 120 HR/MO TRADING. 6. ROCHESTER NUMISMATIC CONSULTATION, 444 WHITE SPRUCE BLVD, ROCHESTER NY 14623, United States, 04/09/2018, Owner, Consulting/Coaching, NIR, 40 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
  • S66 Uniform Combined State Law Examination
    2015-12-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, Ny, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor