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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2015 | Present |
| Joseph D. Mantione & Co. | Rochester | NY | 01/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
1-JOSEPH D. MANTIONE & CO, 1530 ELMWOOD AVE ROCHESTER, NY, 1/2014 AS ADMINISTRATIVE ASSISTANT. NIR - 20 HR/WK - 0/TRADING. 2-BUY/SELL/COLLECT NUMISMATICS, ROCHESTER, NY, 1/2016. NIR - 3 HR/WK - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 32.5/WK - 32.5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.ROCHESTER NUMISMATIC CONSULTATION, 444 WHITE SPRUCE BLVD, ROCHESTER, NY, 4/2018 AS SOLE PROPRIETOR BUYING/SELLING/APPRAISING NUMISMATICS. NIR - 10/WK - 0/TRADING. 5.MANTIONE FINANCIAL, 444 WHITE SPRUCE BLVD, ROCHESTER NY 14623, 12/2015, Investment Advisor Representative, Using a Trade Name/dba, NIR, 160 HR/MO - 120 HR/MO TRADING. 6. ROCHESTER NUMISMATIC CONSULTATION, 444 WHITE SPRUCE BLVD, ROCHESTER NY 14623, United States, 04/09/2018, Owner, Consulting/Coaching, NIR, 40 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-02 |
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