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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-06 |
| NY | RA | APPROVED | 2026-05-01 |
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
133 Rue De Ville, Rochester, NY 14618 • United States
215 Washington Street Suite 106, Rochester, NY 13601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 07/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | NY | 03/2020 | 04/2026 |
| Steward Partners Global Advisory, Llc | Rochester | NY | 05/2026 | Present |
| Steward Partners Investment Advisory, Llc | Rochester | NY | 05/2026 | Present |
| Steward Partners Investment Solutions, Llc | Rochester | NY | 05/2026 | Present |
Name of Business; DeVille LLC; Co-owner; City/State: Rochester, NY; Activity Type: Real Estate; Position/Title: Co-Owner; Investment-Related - No; Start Date: 07/02/2024; Hours per month devoted to this activity: <4; Hours per month devoted to this activity: <4; Description of duties: day to day business operations. serving as landlord for property, general maintenance updates repairs. Name of Business: CNMK Operational Support LLC; City/State: Rochester, NY; Activity Type: Business Ownership; Position/Title: Business Owner/Member; Investment-Related - No; Start Date: 06/29/2021; Hours per month devoted to this activity: <4; Hours per month devoted to this activity during trading hours: <4: Description of duties: The LLC was used to pay advisors and staff from previous BD affiliation. It was responsible for practice expenses and payroll. It is not currently being used since joining Steward Partners. Once a final audit is completed the entity will be shut down.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-13 |
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