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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-22
  • NY RA
    APPROVED
    Since 2022-02-22

Branch Locations

1571 Monroe Ave. , Rochester, NY 14618 • United States

Pittsford, NY • United States

1571 Monroe Ave, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Williamsville NY 05/2002 12/2016
Georgetown Capital Group Williamsville NY 05/2001 12/2016
Commonwealth Financial Network Waltham MA 03/2017 02/2022
Commonwealth Financial Network Waltham MA 02/2022 Present
Other Businesses

Fixed insurance sales; as of 02/22/2022; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-09-27
  • S63 Uniform Securities Agent State Law Examination
    2002-09-27
Designations
Other Names
  • Elizabeth Corsi Bierma
  • Elizabeth Corsi Schmidt

View on SEC IAPD

Other Firms

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