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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-22 |
Branch Locations
1571 Monroe Ave. , Rochester, NY 14618 • United States
Pittsford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates | Williamsville | NY | 05/2002 | 12/2016 |
| Georgetown Capital Group | Williamsville | NY | 05/2001 | 12/2016 |
| Commonwealth Financial Network | Waltham | MA | 03/2017 | 02/2022 |
| Commonwealth Financial Network | Waltham | MA | 02/2022 | Present |
Fixed insurance sales; as of 02/22/2022; 10% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-09-27 |
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