Heather Lynn Lucas

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2009-06-01

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Rochester	NY	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Rochester, NY

Previous Registrations

2008-06-03 → 2009-06-01

Morgan Stanley & Co. Llc

Rochester, NY

Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-05

S66 Uniform Combined State Law Examination

2001-03-05

Other Names

Heather Lynn Krouse
Heather Krouse

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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