Alyssa Piersimoni

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-19

NY RA
APPROVED

Since 2025-12-19

Branch Locations

2833 W Ridge Rd, Greece, NY 14626 • United States

2 West Ave, Brockport, NY 14420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equitable Advisors Llc	New York	NY	02/2024	10/2025
The Lake House, Sand Bar & Rose Tavern	Canandaigua	NY	06/2020	04/2021
Restaurant Good Luck	Rochester	NY	03/2021	01/2024
Unemployed	Rochester	NY	03/2020	06/2020
Rocco	Rochester	NY	10/2019	03/2020
Netsville, Inc.	Rochester	NY	06/2019	05/2020
Rocco	Rochester	NY	05/2018	03/2020
Wegmans Conference Center	Rochester	NY	03/2018	09/2018
Unemployed	Rochester	NY	09/2017	03/2018
Dresden Public Relations	Rochester	NY	08/2016	09/2016
Tap & Mallet	Rochester	NY	12/2015	09/2017
Principal Securities Inc	Rochester	NY	10/2025	Present
Principal Life Insurance Co	Greece	NY	10/2025	Present

02/2024 → 10/2025

Equitable Advisors Llc

New York, NY
06/2020 → 04/2021

The Lake House, Sand Bar & Rose Tavern

Canandaigua, NY
03/2021 → 01/2024

Restaurant Good Luck

Rochester, NY
03/2020 → 06/2020

Unemployed

Rochester, NY
10/2019 → 03/2020

Rocco

Rochester, NY
06/2019 → 05/2020

Netsville, Inc.

Rochester, NY
05/2018 → 03/2020

Rocco

Rochester, NY
03/2018 → 09/2018

Wegmans Conference Center

Rochester, NY
09/2017 → 03/2018

Unemployed

Rochester, NY
08/2016 → 09/2016

Dresden Public Relations

Rochester, NY
12/2015 → 09/2017

Tap & Mallet

Rochester, NY
10/2025 → Present

Principal Securities Inc

Rochester, NY
10/2025 → Present

Principal Life Insurance Co

Greece, NY

Other Businesses

INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2026 ADDRESS: 2833 W Ridge Road, Greece NY 14626, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-28
S63	Uniform Securities Agent State Law Examination	2024-06-25

S65 Uniform Investment Adviser Law Examination

2025-10-28
S63 Uniform Securities Agent State Law Examination

2024-06-25