Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-16
  • NY RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

395 Westfall Rd, Rochester, NY 14620 • United States

100 Chestnut St, Rochester, NY 14606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Rochester NY 06/2026 Present
Principal Life Insurance Company Rochester NY 06/2026 Present
Equitable Advisors, Llc New York NY 01/2024 06/2026
Apple Inc Victor NY 08/2014 08/2023
Unemployed Rochester NY 09/2023 12/2023
  • 06/2026 → Present
    Rochester, NY
  • 06/2026 → Present
    Principal Life Insurance Company
    Rochester, NY
  • 01/2024 → 06/2026
    New York, NY
  • 08/2014 → 08/2023
    Apple Inc
    Victor, NY
  • 09/2023 → 12/2023
    Unemployed
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-19
  • S66 Uniform Combined State Law Examination
    2024-03-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor