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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED | 2024-08-29 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 01/2011 | 08/2024 |
| Bank Of America, N.A. | Greenwood Village | CO | 06/2011 | 08/2024 |
| Ubs Financial Services Inc | Denver | CO | 08/2024 | Present |
LEGAL SHIELD, 1 PREPAID WAY, ADA, OK 74820 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 0, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/05/04, POSITION - OTHER; I WAS FORMERLY AN ASSOCIATE WITH LEGAL SHIELD. THAT BUSINESS ENDED IN 2010 HOWEVER. THE INCOME THAT IS RECEIVED MONTHLY FROM LEGAL SHIELD (FORMERLY PREPAID LEGAL) IS RESIDUAL. I*2528 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Colorado Podiatry Board Investment related: N Address of business: Denver, Colorado 80202 Nature of business: Podiatry oversight board, Position, title, association: Board Member, Start date of relationship: 5/1/2018 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: industry updates; review bad doc cases
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-11 |
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