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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-27
  • FL RA
    APPROVED
    Since 2021-05-27

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

401 North Rosemary Avenue Suite 21, West Palm Beach, FL 33401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Miami Lakes FL 09/2007 07/2020
Investacorp Advisory Services Miami Lakes FL 09/2007 07/2020
Securities America, Inc. Davie FL 07/2020 05/2021
Securities America Advisors, Inc. Davie FL 07/2020 05/2021
Kovack Securities, Inc. Fort Lauderdale FL 05/2021 Present
Kovack Advisors, Inc. Fort Lauderdale FL 05/2021 Present
  • 09/2007 → 07/2020
    Investacorp
    Miami Lakes, FL
  • 09/2007 → 07/2020
    Investacorp Advisory Services
    Miami Lakes, FL
  • 07/2020 → 05/2021
    Securities America, Inc.
    Davie, FL
  • 07/2020 → 05/2021
    Securities America Advisors, Inc.
    Davie, FL
  • 05/2021 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 05/2021 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2020-07-17 → 2021-05-25
    Securities America Advisors, Inc.
    Davie, FL
  • 2007-10-09 → 2020-07-17
    Investacorp Advisory Services Inc
    Davie, FL
    Davie, FL
  • 2000-09-06 → 2007-09-13
    Boca Raton, FL
    West Palm Beach, FL
Other Businesses

1) DBA- GK VEREEN FINANCIAL SERVICES- 401 NORTH ROSEMARY AVE, SUITE 21, WEST PALM BEACH, FL 33401; INVESTMENT RELATED; FINANCIAL SERVICES; OWNER; 30% OF TIME SPENT. 2) INSURANCE SALES-401 NORTH ROSEMARY AVE., SUITE 21, WEST PALM BEACH, FL 33401; INVESMENT RELATED; FIXED INSURANCE SALES; FINANCIAL CONSULTANT; 5% OF TIME SPENT. 3) GOTT-GO TRAVEL - NUGENT TRAIL, WEST PALM BEACH, FL 33411; NON-INVESTMENT RELATED; START DATE AUGUST 31, 2025; WHOLESALE TRAVEL CLUB; INDEPENDENT REP; SHARE WHOLESALE TRAVEL INFORMATION WITH FAMILY; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SERCURITIES TRADING HOURS.

Other Names
  • Greg Keith Vereen

View on SEC IAPD

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