Brian Jerold Whinnery

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial, Llc
  Minneapolis, MN
• 04/2016 → 10/2021
  Global Retirement Partners Llc
  San Rafael, CA
• 05/2021 → Present
  Hays Financial Group, Llc
  Minneapolis, MN
• 04/2023 → Present
  Lpl Financial Llc
  Minneapolis, MN

Previous Registrations

• 2016-04-01 → 2021-10-26
  Global Retirement Partners Llc
  Minneapolis, MN
  San Rafael, CA
• 2011-05-09 → 2016-04-14
  Rbc Capital Markets, Llc
  Minneapolis, MN

Other Businesses

1. 3/31/2016 - Hays Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2016 - 160 Hours Per Month - Time Spent 100%. 2. 12/8/2021 - The Hays Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/15/2021 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through The Hays Financial Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/21/2021 - World Archives, LLC - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - Started 11/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - For Profit Board Member / CHIP (Changing How Individuals Prosper). 4. 12/20/2024- Norgard Capital Partners- Business Entity For Tax/Investment Purposes Only- INV Related- At Grove Heights, MN- Start date 03/25/2024- 2 Hours Per Month- 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-05-07