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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-06
TN RA APPROVED 2011-11-15
  • TX RA
    APPROVED_RES
    Since 2015-04-06
  • TN RA
    APPROVED
    Since 2011-11-15

Branch Locations

160 S Jefferson Ave, Cookeville, TN 38501 • United States

404 Main Street, Baxter, TN 38544 • United States

416 E. Central Avenue, Jamestown, TN 38556 • United States

140 S Jefferson Ave, Cookeville, TN 38501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cookeville NC 01/2011 Present
Bank Of Putnam County Cookeville TN 09/2010 Present
  • 01/2011 → Present
    Cookeville, NC
  • 09/2010 → Present
    Bank Of Putnam County
    Cookeville, TN
Other Businesses

1. 3/23/2020 - One Investment of Tennessee - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2020.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2011-11-14
Other Names
  • Hope Marie King

View on SEC IAPD

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