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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-24 |
Branch Locations
24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States
Magnolia, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2004 | 03/2023 |
| Ameriprise Financial Services | The Woodlands | TX | 03/2023 | 03/2023 |
| Ameriprise Financial Services, Llc | The Woodlands | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | The Woodlands | TX | 03/2023 | Present |
Other Business Activities; Time piece/watch sales; As a hobby and fun interest, I like to flip watches and time pieces. Buying and selling preowned watches.; 8140 Rosemary Sage Drive, , Magnolia, TX, 77354; Not Investment-Related; 04/22/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-30 |
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