Best Investors Account Sign in

Adam Soklow

Strategic Advisers LLC

West Hartford, CT

Avon, CT

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211 • United States

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington CT 04/2019 08/2023
Bank Of America, N.A. Farmington CT 04/2019 08/2023
United Healthcare Rocky Hill CT 01/2013 04/2019
Fidelity Investments West Hartford CT 08/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2019 → 08/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Farmington, CT
  • 04/2019 → 08/2023
    Bank Of America, N.A.
    Farmington, CT
  • 01/2013 → 04/2019
    United Healthcare
    Rocky Hill, CT
  • 08/2023 → Present
    Fidelity Investments
    West Hartford, CT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    West Hartford, CT
  • 2019-07-29 → 2023-08-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Haven, CT
    Farmington, CT
    New York, NY
    Farmington, CT
    Windsor, CT
    Avon, CT
    Farmington, CT
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-26
S63 Uniform Securities Agent State Law Examination 2012-03-30
  • S66 Uniform Combined State Law Examination
    2019-07-26
  • S63 Uniform Securities Agent State Law Examination
    2012-03-30
Other Names
  • Adam Lindsay Soklow
  • Adam Soklow

View on SEC IAPD

Other Firms

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
PRIME CAPITAL FINANCIAL
THE PATRIOT FINANCIAL GROUP, LLC
NEWEDGE ADVISORS

Other Investors

David Walter McCary
EDWARD ALLEN STEIGER
JENNIFER E LANGE
RICHARD JOSEPH CARDINAL
PAUL FRANCIS VAIDA
Andrew John Lawson
Alexis Jankauskas
ROBERT MARK BORKOWSKI

Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

More in West Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor