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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-23 |
| TX | RA | APPROVED | 2023-06-08 |
| IN | RA | APPROVED | 2018-11-02 |
Branch Locations
11611 N. Meridian Street Suite 300, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marketshare Financial | Carmel | IN | 01/2011 | Present |
| Signator Investors, Inc. | Carmel | IN | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Carmel | IN | 11/2018 | Present |
1. MARKET SHARE INC - FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2012 ADDRESS: 11611 N Meridian St, Ste 300, Carmel IN 46032, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 2. MARKET SHARE INC. - DBA POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2011 ADDRESS: 11611 N Meridian St, Ste 300, Carmel IN 46032, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. MSF ADVISORS POSITION: Financial Advisor NATURE: DBA - Doing Business As name for securities and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/01/2023 ADDRESS: 11611 N. Meridian St. #300, Carmel IN 46032, United States DESCRIPTION: Securities and insurance business with retail clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-30 |
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