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Seth Thomas Kelley

Oasis Advisors

Forest City, IA

Nashville, TN

Mount Juliet, TN

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Current Employers
Oasis Advisors

136 S 4Th Street, Forest City, IA 50436 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-03
  • TN RA
    APPROVED
    Since 2025-06-03

Branch Locations

136 S 4Th Street, Forest City, IA 50436 • United States

Nashville, TN • United States

Mount Juliet, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Mount Juliet TN 12/1999 06/2022
Purshe Kaplan Sterling Investments Albany NY 07/2022 11/2023
Cape Securities, Inc. Mcdonough GA 11/2023 Present
Oasis Advisors, Llc Nashville TN 06/2025 Present
American Global Wealth Management Mcdonough GA 01/2026 Present
  • 12/1999 → 06/2022
    Pfs Investments Inc
    Mount Juliet, TN
  • 07/2022 → 11/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2023 → Present
    Cape Securities, Inc.
    Mcdonough, GA
  • 06/2025 → Present
    Oasis Advisors, Llc
    Nashville, TN
  • 01/2026 → Present
    American Global Wealth Management
    Mcdonough, GA
Other Businesses

1) INSURANCE SALES; INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-24
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S65 Uniform Investment Adviser Law Examination
    2025-04-24
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Other Names
  • Seth Thomas Kelley
  • Seth T Kelley

View on SEC IAPD

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BISON WEALTH, LLC
EDWARD JONES
INTELLICENTS INVESTMENT SOLUTIONS INC
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

TROY EUGENE HALL
MATTHEW KORY JENNINGS
BRYAN MATTHEW DEWHURST
TAYLOR JESSE THOMPSON
RYAN BIESINGER WALL
Rukmini Sunkara
GREGORY KENT DIAMOND
BRIAN ROBERT ECKERT

Other Offices

LPL FINANCIAL LLC · FOREST CITY, IA
ALPHABIT INVESTMENTS, LLC · FOREST CITY, IA
GREENSTONE WEALTH MANAGEMENT · FOREST CITY, IA
BISON WEALTH, LLC · Forest City, IA
LPL FINANCIAL LLC · FOREST CITY, IA
EDWARD JONES · GARNER, IA
INTELLICENTS INVESTMENT SOLUTIONS INC · Lake Mills, IA
CETERA INVESTMENT ADVISERS LLC · Britt, IA

More in Forest City, IA

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