Matthew Gregory Bregozzo

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 12/2015 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 12/2015 → Present
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 08/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2015 → Present
  Cetera Advisors Llc
  Denver, CO
• 08/2015 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → 09/2025
  Avantax Investment Services
  Dallas, TX
• 04/2024 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 04/2024 → Present
  Avantax Planning Partners
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  San Diego, CA

Previous Registrations

• 2024-04-17 → 2025-09-05
  Avantax Advisory Services
  San Diego, CA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Diego, CA
• 2012-01-11 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-10-24