Best Investors
Account
Sign in
Best Investors
Account
Sign in
CRD 5879106
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-27 |
| NY | RA | APPROVED | 2021-08-13 |
| CA | RA | APPROVED | 2021-06-09 |
| MD | RA | APPROVED | 2021-06-09 |
Branch Locations
320 Mamaroneck Ave., White Plains, NY 10605 • United States
302 Somers Commons, Baldwin Place, NY 10505 • United States
10025 Governor Warfield Pkwy, Columbia, MD 21044 • United States
50 N Fifth St., Reading, PA 19601 • United States
2001 W 4Th Street, Williamsport, PA 17701 • United States
1010 W 36Th St., Baltimore, MD 21211 • United States
432 S. Broadway, Baltimore, MD 21231 • United States
200 E Philadelphia Ave, Boyertown, PA 19512 • United States
715 North Howard St., Baltimore, MD 21201 • United States
10 George Street, Lowell, MA 01852 • United States
Ellicott City, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Washington | DC | 10/2016 | 04/2017 |
| Charles Schwab Bank | Washington | DC | 10/2016 | 04/2017 |
| Medallion Financial | Gaithersburg | MD | 06/2017 | 09/2017 |
| Securities Service Network, Inc | Gaithersburg | MD | 08/2017 | 09/2017 |
| M&T Securities | Columbia | MD | 09/2017 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
Reach out to this advisor