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2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-20 |
| TN | RA | APPROVED | 2022-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duke Ingram Financial Services | Johnson City | TN | 04/2010 | Present |
| Ohio National Financial Services | Cincinnati | OH | 09/2010 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2011 | 04/2022 |
| Private Client Services | Johnson City | TN | 04/2022 | Present |
| Guardian Wealth Advisors, Llc | Raleigh | NC | 04/2022 | Present |
1) GUARDIAN WEALTH ADVISORS, LLC. IAR. 04/2022. 160 HRS/MO; 40 DURING TRADING HRS. 2) PRIVATE CLIENT SERVICES, LLC. REG REP. 04/2022.160HRS/MO; 40 DURING TRADING HRS. 3) INGRAM FINANCIAL SERVICES. LIFE, DISABILITY, HEATH, AND LONG TERM CARE INSURANCE SALES, ALONG WITH GROUP MEDICAL & ANCILLARY INSURANCE. INSURANCE AGENT. 40 HRS/MO; 40 DURING TRADING HRS. investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-17 |
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