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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-19
  • TX RA
    APPROVED
    Since 2021-08-19

Branch Locations

3900 North 10Th Street, Mcallen, TX 78501 • United States

2301 West Expressway 83, Weslaco, TX 78596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 08/2012 08/2021
Bbva Securities Inc. Mcallen TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 09/2012 08/2021
Bbva Wealth Solutions Inc. Mcallen TX 02/2016 08/2021
Pnc Investments Weslaco TX 08/2021 Present
  • 08/2012 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Mcallen, TX
  • 09/2012 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 02/2016 → 08/2021
    Bbva Wealth Solutions Inc.
    Mcallen, TX
  • 08/2021 → Present
    Pnc Investments
    Weslaco, TX
Previous Registrations
  • 2016-02-25 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Mcallen, TX
    Mcallen, TX
    Mcallen, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-20
S63 Uniform Securities Agent State Law Examination 2012-04-13
  • S65 Uniform Investment Adviser Law Examination
    2016-02-20
  • S63 Uniform Securities Agent State Law Examination
    2012-04-13
Other Names
  • Jorge Alberto Cantu
  • Jorge A Cantu

View on SEC IAPD

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