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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-21
NY RA APPROVED 2021-07-27
FL RA APPROVED 2020-12-21
PA RA APPROVED 2020-12-02
  • TX RA
    APPROVED
    Since 2023-09-21
  • NY RA
    APPROVED
    Since 2021-07-27
  • FL RA
    APPROVED
    Since 2020-12-21
  • PA RA
    APPROVED
    Since 2020-12-02

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Inc Amherst NY 07/2016 12/2020
Wells Fargo Clearing Services, Llc Buffalo NY 12/2020 Present
Previous Registrations
  • 2016-06-27 → 2020-12-02
    East Aurora, NY
    Albany, NY
    East Amherst, NY
    Williamsville, NY
    Aurora, NY
    Amherst, NY
    Amherst, NY
    Syracuse, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Amherst, NY
    Tonawanda, NY
    Buffalo, NY
    Amherst, NY
    Amherst, NY
    Buffalo, NY
    Amherst, NY
    East Amherst, NY
    Lockport, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 2011-01-05
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    2011-01-05
Other Names
  • Kenneth Lenfest
  • Kenneth R Lenfest

View on SEC IAPD

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