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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-03-26 |
Branch Locations
1020 N Kingshighway Suite D, Cape Girardeau, MO 63701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Cape Girardeau | MO | 07/2011 | 12/2017 |
| Van De Ven, Llc | Cape Girardeau | MO | 10/1991 | Present |
| 1St Global Advisors, Inc. | Cape Girardeau | MO | 07/2011 | 12/2017 |
| Van De Ven Wealth Management, Llc | Care Girardeau | MO | 05/2011 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2018 | Present |
1) VAN DE VEN WEALTH MANAGEMENT, LLC; CAPE GIRARDEAU, MO; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES, FINANCIAL ADVISOR; SINCE 05/2011; 40 HRS/MO 2) VAN DE VEN, LLC; CAPE GIRARDEAU, MO; NON-INVESTMENT RELATED; CPA FIRM; ACCOUNTING AND TAX CONSULTING SERVICES; SINCE 12/2004; 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-22 |
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